Oculus Wealth Management Limited

Date authorised
2 January 2014
Companies House
08589641
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362
    Web
    https://www.oculuswealth.co.uk

  • Complaints Contact

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deane Richard Anderson

    IRN DRA00003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Nov 2020)
    • Appointed representative dealing with clients for which they require qualification (since 19 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
    • CF1 Director (AR) (since 19 Nov 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (19 Jul 2024 to 21 Aug 2025)
  • Dhan Sharma

    IRN DXS00049

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 5 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2023)
    • CF30 Customer (since 4 Sep 2023)
    • CF1 Director (AR) (since 4 Sep 2023)
  • Dien Son Richard To

    IRN DXT14632

    • Appointed representative dealing with clients for which they require qualification (13 May 2022 to 13 Apr 2023)
    • [FCA CF] Functions requiring qualifications (13 May 2022 to 13 Apr 2023)
    • [FCA CF] Client dealing (13 May 2022 to 13 Apr 2023)
    • CF30 Customer (13 May 2022 to 13 Apr 2023)
  • Dominic Medcalf

    IRN DXM01154

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 5 Mar 2025)
    • [FCA CF] Client dealing (since 5 Mar 2025)
    • CF30 Customer (since 21 Feb 2025)
  • Douglas Edward Pritchard

    IRN DEP00015

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Aug 2025)
    • [FCA CF] Client dealing (since 6 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Aug 2025)
    • CF1 Director (AR) (since 25 Jul 2025)
    • CF30 Customer (since 25 Jul 2025)
  • Duncan Colin Shimmin

    IRN DCS00012

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 10 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 9 Apr 2018)
    • CF1 Director (AR) (since 9 Apr 2018)
  • Edward Dymott

    IRN EXD81693

    • SMF1 Chief Executive (since 17 Jun 2025)
    • SMF3 Executive Director (since 17 Jun 2025)
  • Gary James Olds

    IRN GJO01017

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Nov 2014)
    • CF30 Customer (since 16 Oct 2014)
  • Geraldine Halpin

    IRN GXH01565

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (since 8 Dec 2023)
    • CF30 Customer (since 4 Dec 2023)
    • CF1 Director (AR) (since 4 Dec 2023)
  • Helen Louise Fitzgerald

    IRN HLF01015

    • SMF3 Executive Director (since 17 Jun 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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