Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Nov 2020)
    • CF1 Director (AR) (since 19 Nov 2020)
    • CF30 Customer (since 19 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (19 Jul 2024 to 21 Aug 2025)
    • (1)Employed By (since 19 Nov 2020)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (5 Dec 2006 to 5 Dec 2006)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (5 Dec 2006 to 5 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.