Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 19 Nov 2020)
- CF1 Director (AR) (since 19 Nov 2020)
- CF30 Customer (since 19 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (19 Jul 2024 to 21 Aug 2025)
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Oculus Wealth Management (Newbury) Limited
FRN 935113
- (1)Employed By (since 19 Nov 2020)
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- Employed By (23 Jun 2009 to 2 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF22 Investment Adviser (Trainee) (12 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (5 Dec 2006 to 5 Dec 2006)
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- Employed By (5 Dec 2006 to 5 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.