Dhan Sharma

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 5 Sep 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • CF1 Director (AR) (since 4 Sep 2023)
    • CF30 Customer (since 4 Sep 2023)
  • Oculus Wealth Management (Greater London)Ltd

    FRN 996640

    • (1)Employed By (since 4 Sep 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (3 Jan 2022 to 4 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2023)
    • CF30 Customer (12 Apr 2016 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (3 Jan 2022 to 4 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2023)
    • CF30 Customer (12 Apr 2016 to 8 Dec 2019)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF1 Director (AR) (10 Jul 2012 to 28 Feb 2013)
    • CF30 Customer (10 Jul 2012 to 28 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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