Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (since 30 Jan 2026)
- SMF3 Executive Director (since 30 Jan 2026)
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Caroline Banks & Associates Limited
FRN 648702
- Employed By (since 22 Jan 2026)
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Oculus Wealth Management Limited
FRN 605985
- SMF3 Executive Director (since 17 Jun 2025)
- SMF1 Chief Executive (since 17 Jun 2025)
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Best Practice IFA Group Limited
FRN 223112
- CF3 Chief Executive (AR) (since 9 Jan 2024)
- SMF3 Executive Director (since 8 Mar 2022)
- SMF1 Chief Executive (since 8 Mar 2022)
- CF2 Non Executive Director (AR) (since 11 Feb 2022)
- CF1 Director (AR) (since 10 Nov 2021)
- Responsible for Insurance Distribution (9 Mar 2022 to 30 Jun 2025)
- Responsibility for MCD Intermediation (9 Mar 2022 to 30 Jun 2025)
- [FCA CF] Material risk taker (1 Jan 2022 to 9 Oct 2025)
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Fusion Wealth Limited
FRN 541404
- SMF1 Chief Executive (since 1 Dec 2023)
- SMF3 Executive Director (since 2 Nov 2022)
- [FCA CF] Manager of certification employee (21 Feb 2022 to 13 Jan 2023)
- [FCA CF] Material risk taker (1 Jan 2022 to 9 Oct 2025)
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Bright Square Pensions Limited
FRN 788317
- SMF1 Chief Executive (since 1 Dec 2023)
- SMF3 Executive Director (since 2 Nov 2022)
- [FCA CF] Manager of certification employee (21 Feb 2022 to 13 Jan 2023)
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Unique Financial Planning Limited
FRN 216560
- Employed By (since 1 Nov 2023)
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Chartered Independent Ltd
FRN 622580
- Employed By (since 13 Jun 2023)
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EVOLUTION WEALTH NETWORK LIMITED
FRN 591218
- SMF1 Chief Executive (since 8 Mar 2022)
- SMF3 Executive Director (since 8 Mar 2022)
- CF2 Non Executive Director (AR) (since 17 Sep 2021)
- Responsibility for MCD Intermediation (9 Mar 2022 to 30 Jun 2025)
- Responsible for Insurance Distribution (9 Mar 2022 to 30 Jun 2025)
- CF1 Director (AR) (2 Mar 2022 to 22 Aug 2023)
- [FCA CF] Material risk taker (1 Jan 2022 to 9 Oct 2025)
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Benchmark Financial Planning Limited
FRN 227247
- Employed By (since 10 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
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