Geraldine Halpin

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2023)
    • [FCA CF] Client dealing (since 8 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (since 8 Dec 2023)
    • CF1 Director (AR) (since 4 Dec 2023)
    • CF30 Customer (since 4 Dec 2023)
  • Oculus Wealth Management (South London) Limited

    FRN 1000406

    • (1)Employed By (since 4 Dec 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
    • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
    • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jun 2011 to 2 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.