Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 30 Jan 2026)
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Caroline Banks & Associates Limited
FRN 648702
- Employed By (since 22 Jan 2026)
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Oculus Wealth Management Limited
FRN 605985
- SMF3 Executive Director (since 17 Jun 2025)
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Fusion Wealth Limited
FRN 541404
- SMF2 Chief Finance (since 29 May 2025)
- SMF3 Executive Director (since 29 May 2025)
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Best Practice IFA Group Limited
FRN 223112
- SMF2 Chief Finance (since 10 Apr 2025)
- SMF3 Executive Director (since 10 Apr 2025)
- CF1 Director (AR) (since 27 Feb 2025)
- CF1 Director (AR) (1 Jun 2018 to 19 Feb 2020)
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EVOLUTION WEALTH NETWORK LIMITED
FRN 591218
- SMF3 Executive Director (since 10 Apr 2025)
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Bright Square Pensions Limited
FRN 788317
- SMF3 Executive Director (since 10 Apr 2025)
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Unique Financial Planning Limited
FRN 216560
- Employed By (since 3 Mar 2025)
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Benchmark Financial Planning Limited
FRN 227247
- Employed By (since 27 Feb 2025)
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- SMF2 Chief Finance (26 Oct 2020 to 6 Aug 2025)
- [FCA CF] Significant management (21 Feb 2018 to 19 Nov 2020)
- [FCA CF] Material risk taker (21 Feb 2018 to 19 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (270)CF28 Systems and controls at Nippon Life Schroders Asset Management Europe Limited