Duncan Colin Shimmin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 10 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Apr 2018)
    • CF30 Customer (since 9 Apr 2018)
  • Oculus Wealth Management (Huddersfield) Limited

    FRN 803183

    • (2)Employed By (since 9 Apr 2018)
  • Verso Wealth Management Limited (no longer approved here)

    FRN 153871

    • CF30 Customer (8 Dec 2014 to 22 Feb 2018)
    • CF1 Director (8 Dec 2014 to 22 Feb 2018)
  • LCM FAMILY LIMITED (no longer approved here)

    FRN 227651

    • CF30 Customer (6 Feb 2012 to 18 Nov 2014)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 11 Nov 2011)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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