LCM FAMILY LIMITED

• Principal Place of Business

  60 Spring Gardens

  Manchester

  Greater Manchester

  M2 2BQ

  UNITED KINGDOM

  Phone

  +4401615038834

  Web

  https://www.lcmfamily.co.uk

• Complaints Contact

  60 Spring Gardens

  Manchester

  Greater Manchester

  M2 2BQ

  UNITED KINGDOM

  Phone

  +4401615038834

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Cram

  IRN AEC00015

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 May 2025)
  • [FCA CF] Client dealing (since 12 May 2025)
• Andrea Pamela Owen

  IRN APO01027

  • [FCA CF] Functions requiring qualifications (9 Feb 2023 to 4 Jun 2024)
  • [FCA CF] Client dealing (9 Feb 2023 to 4 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Feb 2023 to 4 Jun 2024)
• Anthony Rose

  IRN AXR01876

  • 13. Giving personal recommendations on and dealing with derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2022)
  • [FCA CF] Client dealing (since 9 Jun 2022)
• Duncan Colin Shimmin

  IRN DCS00012

  • CF30 Customer (6 Feb 2012 to 18 Nov 2014)
• Graeme Robert Crozier

  IRN GXC01287

  • CF30 Customer (1 Nov 2007 to 30 May 2014)
  • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (20 Sep 2005 to 31 Oct 2007)
• Ian Matthew Smith

  IRN IMS01082

  • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2023)
  • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
  • CF1 Director (11 Aug 2016 to 8 Dec 2019)
• James Edward Mills

  IRN JEM01137

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (18 May 2017 to 8 Dec 2019)
• James Raymond Litchfield

  IRN JRL00031

  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 23 Aug 2016)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (6 Oct 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Oct 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (6 Oct 2003 to 31 Mar 2009)
  • CF1 Director (6 Oct 2003 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Oct 2003 to 8 Dec 2019)
• Jamie Reed

  IRN JLR01122

  • [FCA CF] Client dealing (9 Dec 2021 to 31 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2021 to 31 Jul 2024)
• Joel Alexander Steinhart

  IRN JAS01542

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Aug 2016 to 8 Dec 2019)

No changes recorded yet.