Date authorised
1 April 2013
Companies House
04709097
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 Spring Gardens
    Manchester
    Greater Manchester
    M2 2BQ
    UNITED KINGDOM
    Phone
    +4401615038834
  • Complaints Contact

    60 Spring Gardens
    Manchester
    Greater Manchester
    M2 2BQ
    UNITED KINGDOM
    Phone
    +4401615038834

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katherine Clare Stoves

    IRN KXB16976

    • [FCA CF] Client dealing (14 Sep 2020 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (14 Sep 2020 to 30 Jun 2024)
  • Matthew Lee Lynch

    IRN MXL14885

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 5 Mar 2025)
    • [FCA CF] Client dealing (since 9 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2023)
  • Nicholas Patrick Stanmore

    IRN NPS00014

    • CF30 Customer (12 Feb 2015 to 8 Dec 2019)
  • Patricia Mosley

    IRN PXM02159

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
    • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
  • Peter Hartley Cook

    IRN PHC01040

    • CF2 Non Executive Director (6 Oct 2003 to 25 Jan 2016)
  • Rachel Stella Wyatt

    IRN RSW01078

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
    • CF30 Customer (23 Aug 2010 to 8 Dec 2019)
  • Richard Anthony Moxon

    IRN RAM00024

    • CF30 Customer (1 Nov 2007 to 2 Sep 2010)
    • CF24 Pension Transfer Specialist (6 Oct 2003 to 31 Oct 2007)
    • CF1 Director (6 Oct 2003 to 2 Sep 2010)
    • CF21 Investment Adviser (6 Oct 2003 to 31 Oct 2007)
  • Rory James Doherty

    IRN RXD00550

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
    • [FCA CF] Client dealing (since 5 Mar 2025)
  • Steven Edward Lavelle

    IRN SEL01036

    • CF21 Investment Adviser (11 Apr 2006 to 16 Nov 2006)
  • Steven John Hilditch

    IRN SJH00011

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (12 Apr 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (12 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.