Steven Edward Lavelle

• True Potential Wealth Management LLP

  FRN 529810

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2023)
• ST PAULS FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 932482

  • [FCA CF] Client dealing (23 Dec 2020 to 8 Feb 2023)
  • [FCA CF] Manager of certification employee (23 Dec 2020 to 8 Feb 2023)
  • [FCA CF] Functions requiring qualifications (23 Dec 2020 to 8 Feb 2023)
  • SMF3 Executive Director (23 Dec 2020 to 8 Feb 2023)
• Flying Colours Advice Limited (no longer approved here)

  FRN 672022

  • CF1 Director (AR) (25 Jul 2018 to 7 Jun 2019)
  • CF30 Customer (25 Jul 2018 to 7 Jun 2019)
• Lavelle Financial Services Limited (no longer approved here)

  FRN 811663

  • Employed By (25 Jul 2018 to 3 Jul 2019)
• FIRMUS FINANCIAL SERVICES LTD (no longer approved here)

  FRN 585390

  • CF30 Customer (7 Jul 2017 to 23 May 2018)
• Moneytree Financial Solutions Ltd (no longer approved here)

  FRN 530950

  • (6)Employed By (12 May 2016 to 12 Oct 2016)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • CF30 Customer (13 Feb 2015 to 12 Oct 2016)
• Alexander House Financial Services Limited (no longer approved here)

  FRN 601371

  • Employed By (6 Feb 2015 to 12 May 2016)
• The On-Line Partnership Limited (no longer approved here)

  FRN 192638

  • CF30 Customer (25 Oct 2011 to 10 May 2012)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (11 Oct 2010 to 7 Nov 2011)

No changes recorded yet.