ST PAULS FINANCIAL PLANNING LIMITED

Date authorised
23 December 2020
Companies House
12607125
Last scraped
6 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Hall Green
    Upholland
    Skelmersdale
    Lancashire
    WN8 0PB
    UNITED KINGDOM
    Phone
    +4401695632542
    Web
    https://www.stpaulsfinancial.co.uk

  • Complaints Contact

    21 Hall Green
    Upholland
    Skelmersdale
    Lancashire
    WN8 0PB
    UNITED KINGDOM
    Phone
    +4401695632542

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Alan Bates

    IRN CAB01207

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2024)
  • Edward John Cullen

    IRN EJC00014

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 23 Dec 2020)
    • [FCA CF] Client dealing (since 23 Dec 2020)
    • Responsible for Insurance Distribution (since 23 Dec 2020)
    • SMF16 Compliance Oversight (since 23 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2020)
    • SMF3 Executive Director (since 23 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2020)
  • Robert James Pocock

    IRN RJP01315

    • SMF3 Executive Director (7 Oct 2022 to 8 Feb 2023)
    • [FCA CF] Client dealing (23 Dec 2020 to 21 Jun 2023)
    • [FCA CF] Functions requiring qualifications (23 Dec 2020 to 21 Jun 2023)
  • Steven Edward Lavelle

    IRN SEL01036

    • SMF3 Executive Director (23 Dec 2020 to 8 Feb 2023)
    • [FCA CF] Client dealing (23 Dec 2020 to 8 Feb 2023)
    • [FCA CF] Functions requiring qualifications (23 Dec 2020 to 8 Feb 2023)
    • [FCA CF] Manager of certification employee (23 Dec 2020 to 8 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

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