Edward John Cullen

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST PAULS FINANCIAL PLANNING LIMITED

    FRN 932482

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 23 Dec 2020)
    • Responsible for Insurance Distribution (since 23 Dec 2020)
    • SMF16 Compliance Oversight (since 23 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2020)
    • SMF3 Executive Director (since 23 Dec 2020)
    • [FCA CF] Client dealing (since 23 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2020)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF30 Customer (29 Sep 2017 to 7 Jun 2019)
    • CF1 Director (AR) (29 Sep 2017 to 7 Jun 2019)
  • LLOYD & CO. FINANCIAL PLANNING LTD (no longer approved here)

    FRN 548625

    • CF30 Customer (14 Aug 2015 to 30 Sep 2017)
  • Cullen Wealth Management Limited (no longer approved here)

    FRN 712575

    • Employed By (14 Aug 2015 to 3 Jul 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (2 Oct 2013 to 9 Sep 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Aug 2013)
    • CF21 Investment Adviser (18 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Sep 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

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