Steven Edward Lavelle

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (24 Jul 2009 to 24 Aug 2010)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF22 Investment Adviser (Trainee) (19 Feb 2007 to 15 May 2007)
LCM FAMILY LIMITED (no longer approved here)
FRN 227651
- CF21 Investment Adviser (11 Apr 2006 to 16 Nov 2006)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (28 Feb 2005 to 31 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.