Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (1 Feb 2013 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (18 Jun 2010 to 30 Mar 2012)
  • LCM FAMILY LIMITED (no longer approved here)

    FRN 227651

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (12 Apr 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (12 Apr 2007 to 31 Oct 2007)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF21 Investment Adviser (4 Oct 2007 to 4 Oct 2007)
  • Titan Pensions & Investments Limited (no longer approved here)

    FRN 143390

    • CF24 Pension Transfer Specialist (16 Nov 2005 to 30 Mar 2007)
    • CF21 Investment Adviser (16 Nov 2005 to 30 Mar 2007)
  • PREMIER INDEPENDENT INVESTMENTS UK LIMITED (no longer approved here)

    FRN 186697

    • CF24 Pension Transfer Specialist (11 Oct 2005 to 9 Nov 2005)
    • CF21 Investment Adviser (16 Aug 2005 to 9 Nov 2005)
    • CF22 Investment Adviser (Trainee) (28 Apr 2005 to 16 Aug 2005)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (2 Oct 2003 to 30 Mar 2005)
    • CF22 Investment Adviser (Trainee) (25 Oct 2002 to 2 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.