Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
- CF30 Customer (1 Feb 2013 to 8 Dec 2019)
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- CF30 Customer (18 Jun 2010 to 30 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF21 Investment Adviser (12 Apr 2007 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (12 Apr 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Oct 2007 to 4 Oct 2007)
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- CF24 Pension Transfer Specialist (16 Nov 2005 to 30 Mar 2007)
- CF21 Investment Adviser (16 Nov 2005 to 30 Mar 2007)
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- CF24 Pension Transfer Specialist (11 Oct 2005 to 9 Nov 2005)
- CF21 Investment Adviser (16 Aug 2005 to 9 Nov 2005)
- CF22 Investment Adviser (Trainee) (28 Apr 2005 to 16 Aug 2005)
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- CF21 Investment Adviser (2 Oct 2003 to 30 Mar 2005)
- CF22 Investment Adviser (Trainee) (25 Oct 2002 to 2 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.