PREMIER INDEPENDENT INVESTMENTS UK LIMITED

• Principal Place of Business

  Unit C23G The Print Rooms

  Holly Farm Business Park

  Honiley

  Kenilworth

  CV8 1NP

  UNITED KINGDOM

  Phone

  +4403300552068

  Web

  https://gen2-financial.co.uk

• Complaints Contact

  Unit C23G The Print Rooms

  Holly Farm Business Park

  Honiley

  Kenilworth

  CV8 1NP

  UNITED KINGDOM

  Phone

  +4403300552068

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Troy Huxley

  IRN ATH01046

  • CF30 Customer (16 Feb 2010 to 7 May 2010)
• Alan John Symons

  IRN AJS00203

  • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
• Amira Joy Norris

  IRN AJN01064

  • CF11 Money Laundering Reporting (5 Feb 2008 to 7 May 2010)
  • CF30 Customer (1 Nov 2007 to 7 May 2010)
  • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (11 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Feb 2006 to 1 Mar 2007)
• Anthony Barton

  IRN AXB00021

  • CF1 Director (1 Dec 2001 to 8 Nov 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2005)
• Brian Joseph John Small

  IRN BJS00032

  • CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)
• Brian Timothy Gow

  IRN BTG00004

  • CF21 Investment Adviser (9 Dec 2004 to 31 Oct 2005)
  • CF22 Investment Adviser (Trainee) (12 May 2004 to 9 Dec 2004)
• Christopher Warren Dixon

  IRN CWD00004

  • CF30 Customer (1 Nov 2007 to 1 Nov 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Clive Trevor Griffiths

  IRN CTG00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Feb 2020)
  • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
• David George Haywood

  IRN DGH01118

  • CF30 Customer (28 Mar 2014 to 15 May 2015)
• David Graham Morris

  IRN DGM00009

  • Responsibility for MCD Intermediation (21 Mar 2016 to 25 May 2016)
  • CF11 Money Laundering Reporting (6 Jul 2010 to 25 May 2016)
  • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
  • Responsible for Insurance Mediation (30 Sep 2005 to 25 May 2016)
  • CF1 Director (1 Dec 2001 to 25 May 2016)
  • CF10 Compliance Oversight (1 Dec 2001 to 25 May 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

• Gen2 Financial Services Limited (no longer appointed)

  FRN 808473 · Appointed 8 May 2018 · Until 7 Feb 2022

• Ethical Adviser Limited (no longer appointed)

  FRN 717317 · Appointed 18 Sep 2015 · Until 23 Sep 2020

• A & R Independent Mortgage Services (no longer appointed)

  FRN 458494 · Appointed 15 Sep 2009 · Until 16 Sep 2010

• Moneyfax FPS Ltd (no longer appointed)

  FRN 450678 · Appointed 11 Apr 2006 · Until 30 Dec 2010

• Protect & Prosper with Scott Collyer (no longer appointed)

  FRN 192534 · Appointed 10 Feb 2003 · Until 8 Nov 2004

• Premier Investments (no longer appointed)

  FRN 208114 · Appointed 10 Sep 2002 · Until 20 Dec 2002

• J & P Financial Services (no longer appointed)

  FRN 211164 · Appointed 18 Apr 2002 · Until 30 Dec 2010

• Professional Mortgage & Investment Services (PMIS) Ltd (no longer appointed)

  FRN 207993 · Appointed 27 Dec 2001 · Until 27 Dec 2001

No changes recorded yet.