PREMIER INDEPENDENT INVESTMENTS UK LIMITED

• Principal Place of Business

  Unit C23G The Print Rooms

  Holly Farm Business Park

  Honiley

  Kenilworth

  CV8 1NP

  UNITED KINGDOM

  Phone

  +4403300552068

  Web

  https://gen2-financial.co.uk

• Complaints Contact

  Unit C23G The Print Rooms

  Holly Farm Business Park

  Honiley

  Kenilworth

  CV8 1NP

  UNITED KINGDOM

  Phone

  +4403300552068

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean Aldis

  IRN DJA00008

  • CF30 Customer (10 Jan 2012 to 31 Aug 2012)
• Dean Kenyon

  IRN DXK00067

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2002)
• Emma Louise Carrigan

  IRN ELC01023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 10 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Feb 2020)
  • CF30 Customer (23 Jul 2015 to 8 Dec 2019)
• Garry David Guest

  IRN GDG00010

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (21 Jun 2016 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (24 Feb 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Feb 2016 to 8 Dec 2019)
  • CF1 Director (24 Feb 2016 to 8 Dec 2019)
• George Thomas Simpson

  IRN GXS00100

  • CF24 Pension Transfer Specialist (23 Jan 2006 to 9 Aug 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2006)
• James Joseph Peyton

  IRN JJP00003

  • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
• Jane Barbara White

  IRN JBW00007

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (11 May 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Sep 2004 to 11 May 2005)
• Janet Patricia Hawtin

  IRN JXH00053

  • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
  • CF21 Investment Adviser (12 Feb 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (20 Jan 2004 to 12 Feb 2004)
• Jeremy Lovell Carrington

  IRN JLC00001

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 May 2004 to 3 Jan 2006)
• John Bruce Miller

  IRN JBM00006

  • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
  • CF1 Director (AR) (1 Dec 2001 to 12 Nov 2002)

• Gen2 Financial Services Limited (no longer appointed)

  FRN 808473 · Appointed 8 May 2018 · Until 7 Feb 2022

• Ethical Adviser Limited (no longer appointed)

  FRN 717317 · Appointed 18 Sep 2015 · Until 23 Sep 2020

• A & R Independent Mortgage Services (no longer appointed)

  FRN 458494 · Appointed 15 Sep 2009 · Until 16 Sep 2010

• Moneyfax FPS Ltd (no longer appointed)

  FRN 450678 · Appointed 11 Apr 2006 · Until 30 Dec 2010

• Protect & Prosper with Scott Collyer (no longer appointed)

  FRN 192534 · Appointed 10 Feb 2003 · Until 8 Nov 2004

• Premier Investments (no longer appointed)

  FRN 208114 · Appointed 10 Sep 2002 · Until 20 Dec 2002

• J & P Financial Services (no longer appointed)

  FRN 211164 · Appointed 18 Apr 2002 · Until 30 Dec 2010

• Professional Mortgage & Investment Services (PMIS) Ltd (no longer appointed)

  FRN 207993 · Appointed 27 Dec 2001 · Until 27 Dec 2001

No changes recorded yet.