PREMIER INDEPENDENT INVESTMENTS UK LIMITED

• Principal Place of Business

  Unit C23G The Print Rooms

  Holly Farm Business Park

  Honiley

  Kenilworth

  CV8 1NP

  UNITED KINGDOM

  Phone

  +4403300552068

  Web

  https://gen2-financial.co.uk

• Complaints Contact

  Unit C23G The Print Rooms

  Holly Farm Business Park

  Honiley

  Kenilworth

  CV8 1NP

  UNITED KINGDOM

  Phone

  +4403300552068

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Charles Mackin

  IRN JCM00048

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 10 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2020)
  • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
• John David Morrison

  IRN JDM00052

  • CF30 Customer (1 Jun 2009 to 23 Oct 2009)
• John Derek William Flinders

  IRN JDF00022

  • CF30 Customer (1 Nov 2007 to 27 Dec 2008)
  • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)
  • CF4 Partner (AR) (29 Apr 2002 to 27 Dec 2008)
  • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 26 Nov 2003)
• John Hares

  IRN JXH00277

  • CF22 Investment Adviser (Trainee) (19 Feb 2003 to 9 Dec 2003)
• John McGraw

  IRN JXM01727

  • CF22 Investment Adviser (Trainee) (25 Oct 2002 to 21 Jul 2003)
• John Michael Denyer

  IRN JMD00035

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 19 Apr 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)
• Jonathan Mark Carter

  IRN JMC01450

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2020)
  • CF30 Customer (20 Jun 2018 to 4 Feb 2022)
• Jonathan Nicholas Mark Moore

  IRN JNM00007

  • [FCA CF] Significant management (13 Feb 2020 to 1 Feb 2022)
• Kathleen Christine Irvine

  IRN KCI01003

  • CF30 Customer (16 Jan 2012 to 31 Aug 2012)
• Kevin David James

  IRN KDJ00003

  • [FCA CF] Significant management (13 Feb 2020 to 27 Jan 2022)

• Gen2 Financial Services Limited (no longer appointed)

  FRN 808473 · Appointed 8 May 2018 · Until 7 Feb 2022

• Ethical Adviser Limited (no longer appointed)

  FRN 717317 · Appointed 18 Sep 2015 · Until 23 Sep 2020

• A & R Independent Mortgage Services (no longer appointed)

  FRN 458494 · Appointed 15 Sep 2009 · Until 16 Sep 2010

• Moneyfax FPS Ltd (no longer appointed)

  FRN 450678 · Appointed 11 Apr 2006 · Until 30 Dec 2010

• Protect & Prosper with Scott Collyer (no longer appointed)

  FRN 192534 · Appointed 10 Feb 2003 · Until 8 Nov 2004

• Premier Investments (no longer appointed)

  FRN 208114 · Appointed 10 Sep 2002 · Until 20 Dec 2002

• J & P Financial Services (no longer appointed)

  FRN 211164 · Appointed 18 Apr 2002 · Until 30 Dec 2010

• Professional Mortgage & Investment Services (PMIS) Ltd (no longer appointed)

  FRN 207993 · Appointed 27 Dec 2001 · Until 27 Dec 2001

No changes recorded yet.