Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
PREMIER INDEPENDENT INVESTMENTS UK LIMITED
FRN 186697
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 10 Mar 2022)
- [FCA CF] Functions requiring qualifications (since 13 Feb 2020)
- CF30 Customer (15 Feb 2016 to 8 Dec 2019)
-
- CF30 Customer (2 Aug 2012 to 3 May 2016)
-
- Employed By (23 Jun 2009 to 2 Jul 2012)
-
- CF21 Investment Adviser (29 Sep 2006 to 13 Oct 2006)
-
- Employed By (29 Sep 2006 to 8 Dec 2019)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.