Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 10 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2020)
    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • Obsidian Financial Limited (no longer approved here)

    FRN 509756

    • CF30 Customer (2 Aug 2012 to 3 May 2016)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (29 Sep 2006 to 13 Oct 2006)
  • Weston Financial Partnership Ltd (no longer approved here)

    FRN 456913

    • Employed By (29 Sep 2006 to 8 Dec 2019)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.