Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & P Financial Services Limited (no longer approved here)

    FRN 708386

    • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2021)
    • CF1 Director (1 Dec 2015 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (16 Feb 2011 to 30 Nov 2015)
  • PREMIER INDEPENDENT INVESTMENTS UK LIMITED (no longer approved here)

    FRN 186697

    • CF30 Customer (1 Nov 2007 to 27 Dec 2008)
    • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)
    • CF4 Partner (AR) (29 Apr 2002 to 27 Dec 2008)
    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 26 Nov 2003)
  • J & P Financial Services (no longer approved here)

    FRN 211164

    • (1)Employed By (11 Nov 2004 to 27 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.