Emma Louise Carrigan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PREMIER INDEPENDENT INVESTMENTS UK LIMITED

    FRN 186697

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 10 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2020)
    • CF30 Customer (23 Jul 2015 to 8 Dec 2019)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 12 Jul 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 Jul 2010 to 30 Jun 2012)
    • CF22 Investment Adviser (Trainee) (18 Dec 2006 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (14 Apr 2005 to 27 Oct 2006)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (30 Dec 2004 to 11 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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