Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 15 Jun 2018)
- CF30 Customer (since 27 Oct 2009)
-
Tim Gow Wealth Management Limited
FRN 511126
- Employed By (since 27 Oct 2009)
-
- CF21 Investment Adviser (6 Feb 2007 to 25 Jun 2007)
- CF22 Investment Adviser (Trainee) (23 Nov 2005 to 6 Feb 2007)
-
- CF21 Investment Adviser (9 Dec 2004 to 31 Oct 2005)
- CF22 Investment Adviser (Trainee) (12 May 2004 to 9 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.