Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Jun 2018)
    • CF30 Customer (since 27 Oct 2009)
    • Employed By (since 27 Oct 2009)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (6 Feb 2007 to 25 Jun 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2005 to 6 Feb 2007)
  • PREMIER INDEPENDENT INVESTMENTS UK LIMITED (no longer approved here)

    FRN 186697

    • CF21 Investment Adviser (9 Dec 2004 to 31 Oct 2005)
    • CF22 Investment Adviser (Trainee) (12 May 2004 to 9 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.