Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LCM FAMILY LIMITED
FRN 227651
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 5 Mar 2025)
- [FCA CF] Client dealing (since 9 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 9 Feb 2023)
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- CF1 Director (AR) (18 Jun 2020 to 10 Feb 2021)
- CF30 Customer (18 Jun 2020 to 10 Feb 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2020)
- CF30 Customer (15 May 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.