Pareto Financial Planning Limited

• Principal Place of Business

  The Old Schoolhouse

  5-7 Byrom Street

  Manchester

  Greater Manchester

  M3 4PF

  UNITED KINGDOM

  Phone

  +441618191311

  Web

  https://www.paretofp.co.uk

• Complaints Contact

  The Old Schoolhouse

  5-7 Byrom Street

  Manchester

  Greater Manchester

  M3 4PF

  UNITED KINGDOM

  Phone

  +441618191311

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANTHONY EDMOND BRUCHEZ

  IRN AEB01147

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jan 2022)
  • CF30 Customer (21 Nov 2016 to 8 Dec 2019)
• Alexander Richard Cummings

  IRN ARC01216

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2021)
  • CF30 Customer (17 Sep 2018 to 8 Dec 2019)
• Alexandra Faye Savage

  IRN AFB01081

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 1 Aug 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
• Amar Jay Gupta

  IRN AXG20630

  • [FCA CF] Client dealing (13 Oct 2022 to 28 Feb 2023)
  • [FCA CF] Functions requiring qualifications (13 Oct 2022 to 28 Feb 2023)
• Andrew Chaplin

  IRN AXC01995

  • CF30 Customer (3 Nov 2014 to 4 Dec 2014)
• Andrew David Lloyd-Owen

  IRN ADL01094

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Mar 2018 to 8 Dec 2019)
• Andrew Robert Melbourne

  IRN ARM01323

  • Director of firm who is not a certification employee or a SMF manager (since 13 Nov 2025)
• Christopher James Romain

  IRN CXR00114

  • SMF3 Executive Director (since 23 Mar 2021)
• Christopher John Isaac

  IRN CXI00013

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2022)
  • [FCA CF] Client dealing (since 31 Jan 2022)
• Christopher Nigel Colclough

  IRN CNC01047

  • [FCA CF] Functions requiring qualifications (5 Oct 2020 to 27 May 2022)
  • [FCA CF] Client dealing (5 Oct 2020 to 27 May 2022)

• Happy2 Limited (no longer appointed)

  FRN 621155 · Appointed 11 Jun 2015 · Until 1 Mar 2016

• Pensionhelp Limited (no longer appointed)

  FRN 677340 · Appointed 17 Mar 2015 · Until 4 Apr 2017

No changes recorded yet.