Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pareto Financial Planning Limited
FRN 618272
- Director of firm who is not a certification employee or a SMF manager (since 13 Nov 2025)
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KBS CAPITAL MARKETS LIMITED
FRN 1009438
- SMF16 Compliance Oversight (since 1 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2024)
- SMF3 Executive Director (since 1 Aug 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.