KBS CAPITAL MARKETS LIMITED

Date authorised
1 August 2024
Companies House
11164985
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    KBS CAPITAL MARKETS LIMITED
    5 Springfield Court
    Bolton
    BL3 2NT
    UNITED KINGDOM
    Phone
    +4401204555086

  • Complaints Contact

    KBS CAPITAL MARKETS LIMITED
    5 Springfield Court
    Bolton
    BL3 2NT
    UNITED KINGDOM
    Phone
    +4401204555086

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Robert Melbourne

    IRN ARM01323

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2024)
    • SMF3 Executive Director (since 1 Aug 2024)
    • SMF16 Compliance Oversight (since 1 Aug 2024)
  • David Andrew Gardner

    IRN DAG01216

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • [FCA CF] Significant management (since 2 Sep 2024)
  • Jayvinder Singh

    IRN JXS03867

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • [FCA CF] Significant management (since 2 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
  • John Stephen Rigby

    IRN JSR01123

    • SMF1 Chief Executive (since 1 Aug 2024)
    • SMF3 Executive Director (1 Aug 2024 to 28 Oct 2025)
  • Michael Lee Cauter

    IRN MLC01110

    • Director of firm who is not a certification employee or a SMF manager (since 28 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

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