Andrew Chaplin

• True Potential Wealth Management LLP

  FRN 529810

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2022)
  • [FCA CF] Client dealing (since 30 Mar 2022)
• TrinityBridge Limited (no longer approved here)

  FRN 119329

  • CF30 Customer (13 Mar 2015 to 20 May 2016)
• Pareto Financial Planning Limited (no longer approved here)

  FRN 618272

  • CF30 Customer (3 Nov 2014 to 4 Dec 2014)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (20 Dec 2013 to 10 Dec 2014)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • CF30 Customer (11 Sep 2013 to 12 Dec 2013)
• Moneytree Financial Solutions Ltd (no longer approved here)

  FRN 530950

  • (7)Employed By (11 Sep 2013 to 12 Dec 2013)
• ACUMEN FINANCIAL ADVISERS LIMITED (no longer approved here)

  FRN 583606

  • CF30 Customer (13 Nov 2012 to 28 Aug 2013)
• NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

  FRN 117664

  • CF30 Customer (1 Nov 2007 to 13 Aug 2012)
  • CF22 Investment Adviser (Trainee) (19 Apr 2007 to 31 Oct 2007)
• N.F.U. Mutual Unit Managers Limited (no longer approved here)

  FRN 121922

  • CF22 Investment Adviser (Trainee) (19 Apr 2007 to 19 Apr 2007)

No changes recorded yet.