Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 1 Aug 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
  • Wealthcare Limited (no longer approved here)

    FRN 207647

    • CF30 Customer (16 May 2016 to 12 Oct 2016)
  • RAINFORD FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 627944

    • CF30 Customer (19 Nov 2014 to 20 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.