Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2022)
  • HEARNDEN ASSOCIATES LTD (no longer approved here)

    FRN 458349

    • [FCA CF] Client dealing (22 Jan 2021 to 7 Jan 2022)
    • [FCA CF] Functions requiring qualifications (22 Jan 2021 to 7 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.