Rachel Stella Wyatt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED

    FRN 143336

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2021)
  • LCM FAMILY LIMITED (no longer approved here)

    FRN 227651

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
    • CF30 Customer (23 Aug 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.