Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Mar 2021 to 7 Jul 2022)
- [FCA CF] Functions requiring qualifications (1 Mar 2021 to 7 Jul 2022)
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- CF30 Customer (1 Nov 2007 to 30 May 2014)
- CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (20 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.