Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Client dealing (1 Mar 2021 to 7 Jul 2022)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 7 Jul 2022)
  • LCM FAMILY LIMITED (no longer approved here)

    FRN 227651

    • CF30 Customer (1 Nov 2007 to 30 May 2014)
    • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (20 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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