Alan Cram

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LCM FAMILY LIMITED

    FRN 227651

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 12 May 2025)
    • [FCA CF] Functions requiring qualifications (since 12 May 2025)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (177)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 7 Feb 2025)
    • (175)[FCA CF] Client dealing (12 Dec 2019 to 7 Feb 2025)
    • (173)SMF3 Executive Director (9 Dec 2019 to 1 Nov 2024)
    • (176)CF1 Director (23 Oct 2019 to 8 Dec 2019)
    • (174)CF30 Customer (22 May 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Mar 2010 to 31 Dec 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Jun 2008 to 7 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (173)SMF3 Executive Director at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (174)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function added: (175)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  4. controlled function added: (176)CF1 Director at ELLIS BATES WEALTH MANAGEMENT LTD

  5. controlled function added: (177)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD