Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Aug 2025)
- [FCA CF] Client dealing (since 6 Aug 2025)
- Appointed representative dealing with clients for which they require qualification (since 6 Aug 2025)
- CF1 Director (AR) (since 25 Jul 2025)
- CF30 Customer (since 25 Jul 2025)
-
Oculus Wealth Management (DEP) Limited
FRN 1034717
- (1)Employed By (since 25 Jul 2025)
-
- [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Aug 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Aug 2025)
- CF4 Partner (AR) (22 Oct 2019 to 19 Mar 2021)
- CF30 Customer (23 Feb 2018 to 29 Aug 2025)
-
- Employed By (22 Oct 2019 to 29 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.