Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Matthew Fergusson

  IRN MXF00428

  • [FCA CF] Client dealing (since 9 Apr 2026)
• Matthew Gius

  IRN MXG02464

  • [FCA CF] Client dealing (since 20 Nov 2025)
  • [FCA CF] Material risk taker (since 20 Nov 2025)
• Matthew Haigh

  IRN MXH01352

  • [FCA CF] Material risk taker (13 Dec 2019 to 13 Feb 2020)
• Matthew John Dunker

  IRN MJD01325

  • [FCA CF] Client dealing (15 Jun 2021 to 15 Jul 2024)
  • [FCA CF] Material risk taker (13 Nov 2019 to 15 Jul 2024)
  • [FCA CF] Manager of certification employee (21 Aug 2019 to 20 Feb 2022)
• Matthew John Edwards

  IRN MJE01131

  • CF30 Customer (1 Nov 2007 to 12 Oct 2011)
  • CF26 Customer Trading (8 Aug 2007 to 31 Oct 2007)
• Matthew Martin Peakman

  IRN MMP01013

  • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
  • CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
• Matthew Simon Mirfield

  IRN MXM00054

  • [FCA CF] Manager of certification employee (since 24 Jul 2024)
  • [FCA CF] Material risk taker (since 21 Sep 2021)
  • [FCA CF] Significant management (since 9 Apr 2021)
• Matthew Thomas Reader

  IRN MTR01006

  • SMF6 Head of Key Business Areas (17 Apr 2018 to 22 Jan 2021)
  • [FCA CF] Material risk taker (1 Nov 2016 to 5 Feb 2018)
  • [FCA CF] Manager of certification employee (1 Nov 2016 to 6 Feb 2018)
  • [FCA CF] Client dealing (1 Nov 2016 to 5 Feb 2018)
  • CF30 Customer (24 Jan 2013 to 6 Mar 2016)
• Matthieu Baudrand

  IRN MGB01113

  • [FCA CF] Client dealing (8 Jan 2018 to 20 May 2019)
• Matthieu Claude Jacques Henon

  IRN MXH00922

  • [FCA CF] Client dealing (since 15 Dec 2022)

No changes recorded yet.