Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (13 Apr 2022 to 20 Aug 2024)
    • [FCA CF] Material risk taker (13 Apr 2022 to 20 Aug 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (13 Apr 2022 to 20 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Apr 2022 to 20 Aug 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (13 Dec 2019 to 13 Feb 2020)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (13 Dec 2019 to 13 Feb 2020)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 17 Apr 2012)
    • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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