Matthieu Baudrand

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 18 Dec 2025)
    • [FCA CF] Client dealing (since 2 Nov 2021)
    • [FCA CF] Manager of certification employee (24 Dec 2021 to 5 Jun 2023)
    • CF30 Customer (28 Jul 2010 to 6 Mar 2016)
  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2021)
    • CF30 Customer (14 Oct 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (11 May 2018 to 20 May 2019)
    • [FCA CF] Client dealing (22 Aug 2017 to 20 May 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (8 Jan 2018 to 20 May 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
    • CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Sep 2006 to 16 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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