Matthew Thomas Reader

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF6 Head of Key Business Areas (17 Apr 2018 to 22 Jan 2021)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 5 Feb 2018)
    • [FCA CF] Material risk taker (1 Nov 2016 to 5 Feb 2018)
    • [FCA CF] Client dealing (1 Nov 2016 to 5 Feb 2018)
    • CF30 Customer (11 Sep 2012 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF6 Head of Key Business Areas (17 Apr 2018 to 22 Jan 2021)
    • [FCA CF] Material risk taker (1 Nov 2016 to 5 Feb 2018)
    • [FCA CF] Client dealing (1 Nov 2016 to 5 Feb 2018)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 6 Feb 2018)
    • CF30 Customer (24 Jan 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 8 Sep 2012)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 8 Sep 2012)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (8 Aug 2006 to 30 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.