Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 24 Jul 2024)
- [FCA CF] Material risk taker (since 21 Sep 2021)
- [FCA CF] Significant management (since 9 Apr 2021)
- [FCA CF] Manager of certification employee (14 May 2021 to 4 Nov 2021)
- [FCA CF] Material risk taker (16 Jan 2017 to 24 Sep 2019)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 24 Jul 2024)
- [FCA CF] Material risk taker (since 21 Sep 2021)
- [FCA CF] Significant management (since 9 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.