Matthew Gius

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura Bank International Plc.
FRN 204419
- [FCA CF] Client dealing (since 20 Nov 2025)
- [FCA CF] Material risk taker (since 20 Nov 2025)
Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 15 Feb 2022)
- [FCA CF] Client dealing (since 13 Jan 2022)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2021)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 6 Oct 2021)
- CF30 Customer (5 Nov 2015 to 8 Dec 2019)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- [FCA CF] Client dealing (7 Mar 2016 to 5 Jan 2022)
- CF30 Customer (5 Nov 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.