Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 12 Oct 2011)
    • CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 12 Oct 2011)
    • CF26 Customer Trading (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.