Matthew John Dunker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [PRA CF] Significant risk taker or Material risk taker (since 28 Feb 2025)
    • [FCA CF] Material risk taker (since 28 Feb 2025)
    • [FCA CF] Client dealing (since 11 Feb 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (15 Jun 2021 to 15 Jul 2024)
    • [FCA CF] Material risk taker (13 Nov 2019 to 15 Jul 2024)
    • [FCA CF] Manager of certification employee (21 Aug 2019 to 20 Feb 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (21 Aug 2019 to 20 Feb 2022)
    • [FCA CF] Material risk taker (21 Aug 2019 to 15 Jul 2024)
    • [FCA CF] Client dealing (16 Jul 2019 to 15 Jul 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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