MWA FINANCIAL ADVICE LTD

• Principal Place of Business

  Bramble House

  112 Wickham Road

  Fareham

  Hampshire

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401329821950

  Web

  https://www.mwafinancialadvice.co.uk

• Complaints Contact

  1st Floor, Bramble House

  Wickham Road

  Fareham

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401992500800

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy to let mortgages, let to buy mortgages and home reversion plans.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Michael Gilbourne

  IRN NMG01031

  • [FCA CF] Client dealing (12 Nov 2024 to 16 Mar 2025)
  • [FCA CF] Functions requiring qualifications (12 Nov 2024 to 16 Mar 2025)
• Nigel Phillip John Nicholls

  IRN NXN00010

  • [FCA CF] Client dealing (5 Sep 2023 to 22 Mar 2024)
  • [FCA CF] Functions requiring qualifications (5 Sep 2023 to 22 Mar 2024)
• Paul Andrew Davey

  IRN PAD01145

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Dec 2024)
• Peter Brian Everitt

  IRN PBE00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Oct 2025)
  • [FCA CF] Client dealing (since 30 Oct 2025)
• Peter John Harry

  IRN PJH00143

  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
• Peter Lane

  IRN PXL01489

  • CF30 Customer (13 Aug 2015 to 5 Jan 2016)
• Philip Anthony Kirk

  IRN PAK00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
  • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
• Philip Young

  IRN PXY01081

  • Director of firm who is not a certification employee or a SMF manager (since 7 Sep 2023)
• Ronald Armstrong

  IRN RXA00069

  • [FCA CF] Functions requiring qualifications (21 Mar 2022 to 3 Oct 2025)
  • Appointed representative dealing with clients for which they require qualification (21 Mar 2022 to 1 Apr 2023)
• Ross David Rhys Dedman

  IRN RXD00089

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2021)
  • [FCA CF] Client dealing (since 4 Nov 2021)

• MWA Mortgages Ltd (no longer appointed)

  FRN 916775 · Appointed 14 Nov 2019 · Until 31 May 2023

• Crawford & Jones LTD (no longer appointed)

  FRN 828444 · Appointed 12 Dec 2018 · Until 15 Oct 2019

• EKM Finance Ltd (no longer appointed)

  FRN 774592 · Appointed 22 Mar 2017 · Until 22 May 2017

• TS Asset Management Limited (no longer appointed)

  FRN 715827 · Appointed 3 Sep 2015 · Until 11 Jan 2019

• Later Life Matters Limited (no longer appointed)

  FRN 580066 · Appointed 24 Apr 2012 · Until 4 Jan 2021

No changes recorded yet.