Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MWA FINANCIAL ADVICE LTD
FRN 460399
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 30 Oct 2025)
- [FCA CF] Client dealing (since 30 Oct 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jul 2020)
- CF30 Customer (23 May 2017 to 8 Dec 2019)
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- CF30 Customer (30 Dec 2011 to 5 May 2017)
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- Employed By (30 Dec 2011 to 5 May 2017)
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- (20)Employed By (18 Mar 2004 to 30 Dec 2005)
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- Employed By (13 Jun 2002 to 5 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.