Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2025)
    • [FCA CF] Client dealing (since 30 Oct 2025)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jul 2020)
    • CF30 Customer (23 May 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Dec 2011 to 5 May 2017)
  • Cascade Wealth Management Ltd (no longer approved here)

    FRN 518521

    • Employed By (30 Dec 2011 to 5 May 2017)
  • Portfolio Financial Consultancy Ltd (no longer approved here)

    FRN 193483

    • (20)Employed By (18 Mar 2004 to 30 Dec 2005)
  • Courts Independent Financial Management LLP (no longer approved here)

    FRN 147697

    • Employed By (13 Jun 2002 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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