Nigel Phillip John Nicholls

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MWA FINANCIAL ADVICE LTD (no longer approved here)
FRN 460399
- [FCA CF] Client dealing (5 Sep 2023 to 22 Mar 2024)
- [FCA CF] Functions requiring qualifications (5 Sep 2023 to 22 Mar 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (11 Nov 2014 to 11 Nov 2014)
Tom French & Associates Limited (no longer approved here)
FRN 185513
- CF30 Customer (1 Nov 2007 to 1 May 2012)
- CF21 Investment Adviser (30 Mar 2004 to 31 Oct 2007)
Financial Advice Centre (no longer approved here)
FRN 190158
- (8)Employed By (30 Mar 2004 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.