Neil Michael Gilbourne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 3R Financial Services Ltd

    FRN 603538

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (9 Jan 2014 to 8 Dec 2019)
    • CF1 Director (9 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (9 Jan 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jan 2014 to 30 Sep 2018)
  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • [FCA CF] Functions requiring qualifications (12 Nov 2024 to 16 Mar 2025)
    • [FCA CF] Client dealing (12 Nov 2024 to 16 Mar 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (30 Jul 2010 to 5 Feb 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Jan 2010 to 29 Jun 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 5 Jan 2010)
    • CF22 Investment Adviser (Trainee) (9 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.