Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • Appointed representative dealing with clients for which they require qualification (21 Mar 2022 to 1 Apr 2023)
    • [FCA CF] Functions requiring qualifications (21 Mar 2022 to 3 Oct 2025)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2021)
    • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Nov 2015 to 29 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.