Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
  • The Broughton Wilkins Partnership Ltd (no longer approved here)

    FRN 195273

    • (1)CF21 Investment Adviser (28 Feb 2002 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)CF21 Investment Adviser at The Broughton Wilkins Partnership Ltd