Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (22 Jun 2016 to 8 Dec 2019)
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- (1)CF21 Investment Adviser (28 Feb 2002 to 13 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)CF21 Investment Adviser at The Broughton Wilkins Partnership Ltd