Peter John Harry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Landmark IFA Limited

    FRN 225538

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2020)
    • [FCA CF] Client dealing (since 17 Jun 2020)
  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Jun 2010 to 31 Dec 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 May 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (9 Sep 2002 to 19 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (9 Sep 2002 to 1 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (9 Sep 2002 to 9 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)

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Updates to this individual's record on the FCA register.

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