MWA FINANCIAL ADVICE LTD

• Principal Place of Business

  Bramble House

  112 Wickham Road

  Fareham

  Hampshire

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401329821950

  Web

  https://www.mwafinancialadvice.co.uk

• Complaints Contact

  1st Floor, Bramble House

  Wickham Road

  Fareham

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401992500800

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy to let mortgages, let to buy mortgages and home reversion plans.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sandra Gail Higgins

  IRN SGH01067

  • [FCA CF] Functions requiring qualifications (1 May 2023 to 8 Mar 2024)
  • [FCA CF] Client dealing (1 May 2023 to 8 Mar 2024)
• Sasha Sherman

  IRN SXB09774

  • Responsibility for MCD Intermediation (since 29 Dec 2025)
  • Responsible for Insurance Distribution (since 29 Dec 2025)
  • SMF16 Compliance Oversight (since 1 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
  • SMF3 Executive Director (since 18 Jul 2025)
  • [FCA CF] Client dealing (18 Apr 2023 to 6 May 2025)
  • [FCA CF] Functions requiring qualifications (18 Apr 2023 to 6 May 2025)
• Stephen Robert Dicker

  IRN SRD00006

  • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
  • CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
• Tanjir Sugar

  IRN TXS01990

  • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
  • CF1 Director (AR) (5 Oct 2015 to 10 May 2018)
• Tazi Lorraine Smith

  IRN TLS01017

  • CF30 Customer (13 Aug 2015 to 2 Oct 2017)
• Thomas Andrew Cousins

  IRN TXC00025

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 12 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • Appointed representative dealing with clients for which they require qualification (15 Sep 2021 to 1 Apr 2023)
• Timothy Howard Joyce

  IRN THJ00003

  • CF30 Customer (26 Sep 2013 to 31 May 2017)
• Trystan Rees

  IRN TXR08650

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 May 2025)
  • [FCA CF] Functions requiring qualifications (since 19 May 2025)
• Wayne Christopher Evison

  IRN WCE01002

  • [FCA CF] Client dealing (12 Nov 2024 to 16 Mar 2025)
  • [FCA CF] Functions requiring qualifications (12 Nov 2024 to 16 Mar 2025)
• William Groves

  IRN WXG00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 14 May 2024)

• MWA Mortgages Ltd (no longer appointed)

  FRN 916775 · Appointed 14 Nov 2019 · Until 31 May 2023

• Crawford & Jones LTD (no longer appointed)

  FRN 828444 · Appointed 12 Dec 2018 · Until 15 Oct 2019

• EKM Finance Ltd (no longer appointed)

  FRN 774592 · Appointed 22 Mar 2017 · Until 22 May 2017

• TS Asset Management Limited (no longer appointed)

  FRN 715827 · Appointed 3 Sep 2015 · Until 11 Jan 2019

• Later Life Matters Limited (no longer appointed)

  FRN 580066 · Appointed 24 Apr 2012 · Until 4 Jan 2021

No changes recorded yet.