Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MWA FINANCIAL ADVICE LTD
FRN 460399
- Responsibility for MCD Intermediation (since 29 Dec 2025)
- Responsible for Insurance Distribution (since 29 Dec 2025)
- SMF16 Compliance Oversight (since 1 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
- SMF3 Executive Director (since 18 Jul 2025)
- [FCA CF] Client dealing (18 Apr 2023 to 6 May 2025)
- [FCA CF] Functions requiring qualifications (18 Apr 2023 to 6 May 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.