Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (25 Feb 2021 to 7 Feb 2023)
    • CF30 Customer (22 May 2017 to 8 Dec 2019)
  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • [FCA CF] Functions requiring qualifications (12 Nov 2024 to 16 Mar 2025)
    • [FCA CF] Client dealing (12 Nov 2024 to 16 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.